The Ripple Effect: Lockheed walks the talk Donna Boehme – March/April 2013 – Compliance and Ethics Professional I know there is a lot of intricate methodology out there for measuring company culture. Some of it is…
Big Banks Giving the CCO a Seat at the Table Donna Boehme – March 1, 2013 – Corporate Counsel Something interesting is afoot in the financial services sector: one by one, big banks are following the…
A Rare Board Committee at HSBC May Become More Common Tony Chapelle – Agenda-A Financial Times Service – February 19, 2013 HSBC, the U.K.-based behemoth that bills itself as “the world’s local bank,” has created…
The Shredder Ate My Culture Report: Five Questions the Barclays Board Should Have Asked Donna Boehme – February 13, 2013 – Corporate Compliance Insights It’s been a terrible, horrible, no good, very bad few weeks for…
Third party due diligence: Time to change the Federal Sentencing Guidelines? Joe Murphy – Compliance & Ethics Professional – January/February 2013 I believe the Federal Sentencing Guidelines provide an excellent template for an effective compliance program,…
JPMorgan Chase Takes a Giant Step on CCO Independence Donna Boehme & Michael Volkov – January 29, 2013 – Compliance Week To paraphrase the famous observation from Iowa’s Republican Senator Chuck Grassley: “It doesn’t take a…
2012’s 10 Big Moments for Chief Compliance Officers Donna Boehme – January 14, 2013 – Corporate Counsel As companies head into 2013 facing yet another year of increasing and complex compliance and ethics challenges, here’s a threshold…
Where Internal Audit and Compliance Should Report Jose Tabuena – January 8, 2013 – Compliance Week On parallel yet similar tracks, the roles and reporting relationships of the chief audit executive and the chief compliance officer…
Structuring the Chief Ethics and Compliance Officer position: Frequently asked questions Donna Boehme – January 2013 – Compliance Today How the CECO position is structured and led will ultimately determine whether it is empowered or mere…
Legal Maze’s Murkiest Corners Worry Companies Ashby Jones – December 23, 2012 – Wall Street Journal In-house lawyers at the nation’s top companies got a wake-up call in August, when the Securities and Exchange Commission paid…
